Pharmacology2000  ·  General Principles of Pharmacology
Drug Development & Regulation · Prescribing & Dosing Principles · Special Populations · Evidence-Based Prescribing ↑ Top
Module Contents
Section 1
Drug Development and Regulatory Pathways
Preclinical development, clinical trial phases, regulatory approval, post-marketing surveillance, and expedited pathways

The translation of a molecular candidate into a licensed medicine is a lengthy, expensive, and highly regulated process designed to establish efficacy and safety before widespread human exposure. Understanding the structure of this pipeline is essential for interpreting clinical evidence: the phase of development in which a drug was studied determines what can and cannot be concluded about its benefit-risk profile for the patient in front of you.

The drug development pipeline begins with discovery and preclinical testing, during which candidate compounds are screened for pharmacological activity, characterized biochemically, and evaluated for toxicity in cell-based and animal model systems. Preclinical data determine whether a compound is sufficiently promising and safe to advance to human testing, and the results are submitted to regulatory authorities -- the US Food and Drug Administration (FDA), the European Medicines Agency (EMA), and their counterparts -- in an Investigational New Drug (IND) application (United States) or equivalent document before any human study may begin. The IND must demonstrate that animal safety data support the proposed starting human dose and study design, that manufacturing processes are adequate to produce a consistent and stable compound, and that the proposed clinical protocol has adequate safety monitoring and informed consent procedures.1

Clinical Trial Phases. Phase I trials enroll a small number of healthy volunteers (typically 20-100) and focus on pharmacokinetics (PK), pharmacodynamics (PD), maximum tolerated dose (MTD), and dose-limiting toxicity (DLT) rather than efficacy. The primary goal is to establish a safe dose range and understand how the drug behaves in humans. Exceptions apply in oncology, where Phase I trials often enroll patients with the target cancer and may incorporate biomarker-selected cohorts. Phase II trials enroll a larger group of patients with the target condition (typically 100-500) to gather preliminary evidence of efficacy, further characterize the safety profile, and optimize the dose and dosing regimen for Phase III. Phase III trials are large, randomized controlled trials (RCTs) designed with sufficient statistical power to detect a clinically meaningful treatment effect; they are the primary evidence base for regulatory approval and typically enroll hundreds to thousands of patients across multiple sites and countries. Phase IV (post-marketing) studies are conducted after approval and provide data on long-term safety, effectiveness in real-world populations broader than trial eligibility criteria, and rare adverse effects too infrequent to detect in Phase III.12

Expedited Regulatory Pathways. Regulatory agencies have created several mechanisms to accelerate access to drugs for serious conditions where unmet need is substantial. FDA Breakthrough Therapy Designation can be granted when preliminary clinical evidence suggests the drug may offer substantial improvement over existing therapy; it provides intensive FDA guidance and rolling review of submitted data. Accelerated Approval allows approval based on a surrogate endpoint (e.g., tumor response rate, CD4 cell count) that is reasonably likely to predict clinical benefit, with a requirement for post-approval confirmatory trials using clinical endpoints. Fast Track designation facilitates more frequent FDA interactions throughout development. Priority Review shortens the standard 12-month review period to 6 months for drugs targeting serious conditions. The EMA parallel mechanisms include Conditional Marketing Authorization (analogous to Accelerated Approval) and PRIority Medicines (PRIME) designation. These pathways improve patient access but carry the consequence that the evidence base at approval may be smaller and of shorter duration than for standard-reviewed drugs, requiring ongoing post-marketing data generation.12

Surrogate Endpoints and Their Limitations

Many drug approvals, especially in oncology and HIV medicine, are based on surrogate endpoints (biomarkers or intermediate outcomes) rather than direct clinical benefit endpoints (mortality, quality of life, major clinical events). While surrogate endpoints allow faster trials, they are not always validated predictors of the clinical outcome that matters to the patient. Progression-free survival in oncology does not always translate to improved overall survival; HbA1c reduction does not always translate to reduced cardiovascular mortality. Clinicians should distinguish between approvals based on validated surrogates and those where the link to clinical outcomes remains uncertain.

Section 2
Rational Prescribing and Dose Individualization
The WHO rational prescribing framework, loading and maintenance doses, therapeutic drug monitoring, and concentration-effect relationships

Rational prescribing integrates knowledge of the patient's condition, the pharmacological properties of available drugs, and individual patient factors to select the drug, dose, route, and duration most likely to achieve the therapeutic goal with the least harm and cost. It is a structured clinical competency, not simply a matter of following guidelines, because guidelines are necessarily population-level recommendations that require individual adaptation at the bedside.

The WHO Rational Prescribing Framework. The World Health Organization (WHO) defines rational use of medicines as patients receiving medications appropriate to their clinical needs, in doses that meet their individual requirements, for an adequate period of time, and at the lowest cost to them and their community. In practical prescribing terms this translates to a diagnostic step (define the problem), a therapeutic step (specify the therapeutic objective), a drug selection step (select the drug appropriate for the patient based on efficacy, safety, suitability, and cost), a dosing step (individualize the dose and duration), and a monitoring step (provide information and follow up to assess outcomes and detect adverse effects). This framework explicitly acknowledges that drug selection involves comparing options on four criteria -- efficacy, safety, suitability for the individual patient (including renal/hepatic function, comorbidities, drug interactions, adherence factors), and cost -- rather than selecting the most familiar agent by habit.23

Loading and Maintenance Doses. The loading dose is a larger initial dose designed to rapidly bring plasma concentration to the target therapeutic range when a drug has a long half-life and time to steady state that would otherwise require days to weeks of dosing. The loading dose is determined primarily by the volume of distribution (Vd): loading dose = target concentration × Vd. The maintenance dose sustains plasma concentration within the therapeutic window by replacing the amount eliminated per dose interval: maintenance dose = target concentration × clearance × dosing interval. In renal or hepatic impairment, reduced clearance requires reduction of the maintenance dose, reduction of the dosing interval, or both, while the loading dose (determined by Vd, which may be unchanged) may not require adjustment in the same degree. Phenytoin illustrates both principles and adds complexity: its zero-order kinetics at therapeutic concentrations mean that standard maintenance dose calculations based on first-order kinetics do not apply, and small dose increments produce disproportionately large concentration increases once the metabolic pathway is saturated.23

Therapeutic Drug Monitoring. Therapeutic drug monitoring (TDM) is the measurement of plasma drug concentrations at defined time points to guide dosing decisions for drugs with narrow therapeutic indices, unpredictable pharmacokinetics, or concentration-dependent toxicity. The clinical utility of TDM depends on: a well-established relationship between plasma concentration and pharmacological effect or toxicity; substantial interindividual pharmacokinetic variability that cannot be predicted from standard patient characteristics alone; a narrow therapeutic window such that small concentration differences produce meaningful efficacy or toxicity differences; and an assay that can measure the drug with adequate precision at clinically relevant concentrations. Drugs routinely managed with TDM include aminoglycosides (peak and trough for efficacy and nephrotoxicity), vancomycin (AUC/MIC targeting), digoxin, phenytoin, lithium, cyclosporine, tacrolimus, methotrexate (high-dose), and valproate. Sample timing relative to the dose is essential: trough samples (taken immediately before the next dose) are most reproducible and comparable across patients and institutions.34

Vancomycin Dosing -- Shift to AUC-Guided Monitoring

The 2020 ASHP/IDSA/SIDP guidelines recommend vancomycin dosing guided by the area under the concentration-time curve (AUC) to minimum inhibitory concentration (MIC) ratio target of 400-600 mg-h/L for serious MRSA infections, replacing the previous trough-only monitoring approach. AUC-guided dosing with Bayesian estimation software is associated with lower rates of nephrotoxicity while maintaining therapeutic efficacy. Where Bayesian software is unavailable, a validated two-level AUC estimation method using peak and trough concentrations is an acceptable alternative. Trough-only monitoring at the old target (15-20 mg/L) is no longer recommended as the primary monitoring strategy.

Section 3
Pharmacology in Special Populations
Pediatric pharmacology, geriatric pharmacology, renal and hepatic impairment, and prescribing in pregnancy and lactation

Standard adult pharmacokinetic and pharmacodynamic parameters cannot be applied directly to pediatric patients, elderly patients, or those with significant organ dysfunction. Each of these populations exhibits characteristic alterations in drug absorption, distribution, metabolism, and elimination that demand systematic dose adjustment and heightened vigilance for toxicity or therapeutic failure. Pregnancy and lactation introduce additional considerations of fetal and neonatal drug exposure.

Pediatric Pharmacology. Neonates, infants, children, and adolescents are not small adults. Drug absorption in neonates is affected by higher gastric pH (reducing ionization-dependent absorption of some drugs), slower gastric emptying, and immature intestinal enzyme systems. Body composition changes dramatically with age: the higher total body water (TBW) fraction in neonates and infants produces a larger volume of distribution (Vd) for water-soluble drugs relative to body weight. Plasma protein binding is reduced in neonates due to lower albumin and alpha-1-acid glycoprotein concentrations and competition from endogenous bilirubin for albumin binding sites, increasing free drug fractions for highly protein-bound drugs. Hepatic drug metabolism capacity varies markedly with age: cytochrome P450 (CYP) 3A7 (predominantly fetal) is replaced by CYP3A4 (cytochrome P450 3A4) after birth; CYP2D6 (cytochrome P450 2D6) and CYP1A2 (cytochrome P450 1A2) mature over months to years; some CYP enzymes are paradoxically more active in children than adults (CYP2C9 (cytochrome P450 2C9) activity peaks at 3-10 years). Renal drug elimination is reduced in neonates, with glomerular filtration rate (GFR) reaching adult values normalized for body surface area by approximately 6-12 months of age. Dose calculations in pediatrics are typically weight-based (mg/kg) with defined maximum doses and require age-specific pharmacokinetic data from appropriate clinical studies.56

Geriatric Pharmacology. Aging produces characteristic pharmacokinetic changes that increase drug exposure and the risk of adverse effects. Reduced gastric acid production and slower gastrointestinal motility alter absorption. The decline in lean body mass and increase in body fat fraction with age shifts the distribution of lipophilic drugs (larger Vd, prolonged elimination) and water-soluble drugs (smaller Vd, higher peak concentrations). Plasma albumin tends to decline with aging and illness, reducing protein binding and increasing free fractions of highly bound drugs. Hepatic drug metabolism declines with age due to reduced hepatic mass, blood flow, and some CYP enzyme activity, particularly affecting drugs with high hepatic extraction ratios. Renal function declines progressively with age: GFR decreases by approximately 1 mL/min/year after age 40; serum creatinine may remain within the normal laboratory range despite substantially reduced GFR because of concurrent muscle mass loss, making creatinine-based GFR estimates (Cockcroft-Gault, CKD-EPI) essential. Pharmacodynamic sensitivity also increases with age: central nervous system (CNS) effects of benzodiazepines, opioids, and anticholinergic drugs are amplified; cardiovascular responses to antihypertensives are more variable. The Beers Criteria (American Geriatrics Society) and STOPP (Screening Tool of Older Persons' Prescriptions)/START (Screening Tool to Alert to Right Treatment) criteria provide systematic frameworks for identifying potentially inappropriate medications and prescribing omissions in older adults.56

Renal and Hepatic Impairment. Dose adjustment in renal impairment is required for drugs primarily cleared by the kidney. The degree of adjustment is guided by estimated GFR (eGFR) and the fraction of the dose excreted unchanged renally. For drugs with narrow therapeutic windows and predominantly renal clearance (aminoglycosides, vancomycin, digoxin, lithium, metformin, low-molecular-weight heparins), dose reduction, interval extension, or both are required, and TDM (therapeutic drug monitoring) should guide individualization where available. Hepatic impairment is more complex to quantify because no single test captures overall hepatic drug-metabolizing capacity; the Child-Pugh score and Model for End-stage Liver Disease (MELD) score provide rough guides, but direct pharmacokinetic studies in hepatic impairment are ultimately necessary for precise dosing guidance. Drugs with extensive first-pass metabolism (beta-blockers, nitrates, opioids) have markedly increased bioavailability in hepatic impairment. In pregnancy, drug use requires weighing fetal risk alongside maternal benefit; the FDA replaced the former A-B-C-D-X pregnancy category system with the Pregnancy and Lactation Labeling Rule (PLLR) in 2015, requiring descriptive narrative information about risks rather than letter grades.56

Anticholinergic Burden in Elderly Patients

Many commonly prescribed drug classes have significant anticholinergic activity: tricyclic antidepressants, first-generation antihistamines, antispasmodics, some antipsychotics, antiparkinson agents (trihexyphenidyl, benztropine), and bladder antimuscarinic agents (oxybutynin). In elderly patients, cumulative anticholinergic burden is associated with increased risk of cognitive impairment, falls, urinary retention, constipation, tachycardia, and delirium. The Anticholinergic Cognitive Burden (ACB) scale and Anticholinergic Risk Scale (ARS) provide tools for quantifying total anticholinergic load across a patient's medication list. Review and minimize anticholinergic medications in all elderly patients at each prescribing encounter.

Section 4
Evidence-Based Prescribing and Drug Information
Levels of evidence, number needed to treat, absolute versus relative risk reduction, clinical practice guidelines, and reliable drug information sources

Rational prescribing is inseparable from the ability to appraise evidence rigorously. The widespread use of relative risk reduction figures in pharmaceutical marketing, the variable quality of clinical practice guidelines, and the proliferation of drug information sources of uneven quality all create conditions in which clinicians must exercise independent evidence-based judgment to select treatments that genuinely benefit individual patients.

Interpreting Clinical Trial Results. The absolute risk reduction (ARR) is the difference in event rates between the control and treatment arms and directly reflects the magnitude of treatment benefit for the population studied. The relative risk reduction (RRR) expresses the same difference as a proportion of the control event rate and is always larger than the ARR, making it the preferred metric for pharmaceutical marketing even when the absolute benefit is modest. The number needed to treat (NNT) is the reciprocal of the ARR (NNT = 1/ARR) and represents the number of patients who must receive the treatment to prevent one additional adverse outcome; NNT is the most clinically intuitive measure of treatment benefit. For example, if a drug reduces the 5-year absolute risk of myocardial infarction from 10% to 8%, the ARR is 2%, the RRR is 20%, and the NNT is 50 -- meaning 50 patients must be treated for 5 years to prevent one myocardial infarction. The number needed to harm (NNH) applies the same arithmetic to adverse events and facilitates direct comparison of benefit and harm in individual prescribing decisions.37

Levels of Evidence and Clinical Practice Guidelines. The hierarchy of evidence grades research designs from meta-analyses of randomized controlled trials (highest quality) through individual RCTs, cohort studies, case-control studies, case series, and expert opinion (lowest quality). The GRADE (Grading of Recommendations Assessment, Development and Evaluation) framework, used by most major clinical guideline bodies, rates both the quality of evidence and the strength of the resulting recommendation separately, acknowledging that a strong recommendation can sometimes be made from moderate-quality evidence when the benefit-to-harm ratio is clearly favorable, or that even high-quality evidence may support only a weak recommendation when benefits and harms are closely balanced. Clinical practice guidelines are invaluable synthesizing documents but have important limitations: they reflect the evidence base at the time of writing, are subject to conflicts of interest among panel members, and cannot always account for the individual patient's comorbidities, preferences, and values. Using guidelines judiciously means understanding the evidence underlying each recommendation rather than applying them as mandates.78

Reliable Drug Information Sources. The quality of drug information sources varies enormously, and the ability to identify reliable primary and secondary sources is a core prescribing competency. Primary sources are peer-reviewed original research: RCTs, systematic reviews, and meta-analyses published in indexed journals. Secondary sources synthesize primary data: the British National Formulary (BNF), Micromedex, UpToDate, Lexicomp, and national prescribing guidelines such as those of the National Institute for Health and Care Excellence (NICE) and professional society guidelines are well-curated secondary references updated on defined schedules. Tertiary sources include textbooks, which may lag current evidence. For drug interaction checking, dedicated interaction databases (Micromedex, Lexicomp, the Liverpool drug interaction checkers for HIV (human immunodeficiency virus) and oncology medications) are more comprehensive than general references. For pharmacogenomic guidance, the CPIC (Clinical Pharmacogenomics Implementation Consortium) website provides peer-reviewed, regularly updated gene-drug guidelines. Regulatory agency drug labels (FDA package insert, EMA Summary of Product Characteristics) are authoritative sources of approved indications, dosing recommendations, contraindications, and safety information derived from the submission data reviewed by the agency.2

Chapter 1 Series Summary — General Principles of Pharmacology

GPI-01: Drug sources, nomenclature, regulatory pathways, routes of administration. GPI-02: Pharmacokinetics -- ADME, volume of distribution, clearance, half-life, bioavailability, CYP enzymes, steady state. GPI-03: Pharmacodynamics -- receptor types and response times, agonists and antagonists, dose-response, therapeutic index, tolerance and withdrawal. GPI-04: Adverse drug reactions (Types A-F), Gell-Coombs hypersensitivity, pharmacokinetic and pharmacodynamic drug interactions, grapefruit, MAOIs, drug-disease contraindications. GPI-05: Pharmacogenomics -- metabolizer phenotypes, CYP polymorphisms (CYP2D6, CYP2C19, CYP2C9, CYP3A5), TPMT, DPYD, G6PD, HLA associations, clinical implementation. GPI-06: Drug development phases, rational prescribing framework, loading and maintenance doses, TDM, special populations (pediatric, geriatric, renal, hepatic, pregnancy), NNT/ARR/RRR, evidence hierarchy, drug information sources.

Visual Summary
Infographic — GPI-06
Clinical pharmacology — drug development, rational prescribing, special populations, and evidence-based practice at a glance
Selected References
  1. Friedman LM, Furberg CD, DeMets DL, Reboussin DM, Granger CB. Fundamentals of Clinical Trials. 5th ed. Cham: Springer; 2015.

    doi:10.1007/978-3-319-18539-2
  2. Waller DG, Sampson AP. Medical Pharmacology and Therapeutics. 5th ed. Edinburgh: Elsevier; 2018. ISBN 9780702071676.

    ISBN 9780702071676
  3. Ritter JM, Flower R, Henderson G, Loke YK, MacEwan D, Rang HP. Rang & Dale's Pharmacology. 9th ed. Edinburgh: Elsevier; 2019. ISBN 9780702074486.

    ISBN 9780702074486
  4. Rybak MJ, Le J, Lodise TP, et al. Therapeutic monitoring of vancomycin for serious methicillin-resistant Staphylococcus aureus infections: a revised consensus guideline and review by the American Society of Health-System Pharmacists, the Infectious Diseases Society of America, and the Society of Infectious Diseases Pharmacists. Am J Health Syst Pharm. 2020;77(11):835-864.

    doi:10.1093/ajhp/zxaa036
  5. Katzung BG, Trevor AJ, eds. Basic and Clinical Pharmacology. 15th ed. New York: McGraw-Hill; 2021. ISBN 9781260452310.

    ISBN 9781260452310
  6. Atkinson AJ, Abernethy DR, Daniels CE, Dedrick RL, Markey SP, eds. Principles of Clinical Pharmacology. 3rd ed. Amsterdam: Academic Press; 2012. ISBN 9780123854711.

    ISBN 9780123854711
  7. Guyatt GH, Oxman AD, Vist GE, et al. GRADE: an emerging consensus on rating quality of evidence and strength of recommendations. BMJ. 2008;336(7650):924-926.

    doi:10.1136/bmj.39489.470347.AD
  8. Montori VM, Guyatt GH. Progress in evidence-based medicine. JAMA. 2008;300(15):1814-1816.

    doi:10.1001/jama.300.15.1814
Back to top